客户头部正面照
Front view head shot photo of client

由期货公司工作人员拍摄。
The photo should be taken by futures broker staff.

客户有效身份证明文件（只选一项）
Client's Effective Identity Document  （select only one）

护照，外国人永久居留证，港澳永久性居民身份证（港澳居民），台湾居民来往大陆通行证（台湾居民）
Passport,Permanent Residence Permit,Permanent Identity Card
(Hong Kong and Macau  trader),Taiwan Compatriot Permit(Taiwan trader)
期货公司需核验原件Originals need to be verified by broker staff.

参考身份证明文件（只选一项）
Supporting Identity Document（select only one）

护照(具有外国人永久居留身份的提供)、驾照、社保证件、纳税证件、当地身份证（港澳除外）、港澳居民来往内地通行证（港澳居民）、港澳台居民居住证或者其他参考证件
Passport（trader with permanent resident status in China）,Driver’s License，Local social security  document ，Local tax record，Local identity card (excluding Hong Kong and Macau  trader)，Mainland Travel Permit(Hong Kong and Macau  trader)，Residence Permit of Hong Kong, Macao and Taiwan， or other reference identity document
期货公司需核验原件Originals need to be verified by broker staff.

期货交易委托代理人授权书
Authorization Form for Futures Trading

期货公司提供模板。
Standard form offered by futures broker.
指令下达人、资金调拨人和结算单确认人非客户本人时需提供。
Individual client need to provide it if he authorizes others to be trader, fund transfer or settlement statement verifier.

指令下达人、资金调拨人和结算单确认人身份证
ID of authorized trader, authorized person for fund transfer and settlement statement verifier.

证件类型任选以下一种：（select only one type)
□护照Passport □外国人永久居留证Foreigner’s Permanent Residence Card □当地身份证Local ID □港澳永久性居民身份证Hong Kong and Macao Permanent Identity Card  □台湾居民来往大陆通行证Mainland Travel Permit for Taiwan Resident  □驾照Driver’s license  □当地纳税证件Local tax ID  □当地社保证件Local social security document  □港澳居民来往内地通行证Mainland Travel Permit (HK and Macau) □军官证Armed Forces Certificate □警官证Police Officer Certificate □士兵证Soldier Certificate □户口簿Household Register □港澳台居民居住证Residence Permit of Hong Kong, Macao and Taiwan □中华人民共和国居民身份证Resident Identity Card of the People's Republic of China  

境外个人专用账户
Dedicated account for overseas individual participating specified domestic futures products

到银行指定网点办理。（目前仅交通银行）
Open the account in designated branches of Banks

含不少于10笔的境内期货或期权交易的结算单或境外期货交易的记录明细、结算单据或者其他凭证。
 settlement statement with no less than 10 executed orders of futures or options trading offered by chinese futures firms,or certification（ trading records/settlement statement /other certifications ）offered by overseas futures firms.  

加盖相关金融机构业务章。
With official seal of relevant financial institution.

境外期货交易所应为与中国证监会签署监管合作谅解备忘录的国家（地区）期货监管机构监管的境外期货交易场所。
Any of those overseas futures exchanges is regulated by its competent futures regulatory authority that has a memorandum of understanding on regulatory cooperation with the China Securities Regulatory Commission .

注意：
1、自然人身份证件应两面复印；
Precaution:
1、The identification of natural persons:please copy both sides on the same surface of A4 paper.

交易经历
Trading Record

满足其中之一：
Meet one of the following conditions:

境外期货交易所应为与中国证监会签署监管合作谅解备忘录的国家（地区）期货监管机构监管的境外期货交易场所。
The overseas futures exchanges should be regulated by its competent futures regulatory authority that has a memorandum of understanding on regulatory cooperation with the China Securities Regulatory Commission.

1、最近三年内具有10笔及以上的境内交易场所的期货合约、期权合约或者集中清算的其他衍生品交易成交记录;
records of no less than ten (10) executed orders in futures or options trading, or in trading of any centralized cleared derivatives, within the past three (3) years in any of the domestic trading exchanges.

2、最近三年内具有10笔及以上境外交易场所的期货合约、期权合约或者集中清算的其他衍生品交易成交记录;
records of no less than ten (10) executed orders in futures or options trading, or in trading of any centralized cleared derivatives, within the past three (3) years in overseas exchanges.

3、累计10个交易日、20笔以上（含）境内交易所仿真期货或期权交易经历。
records of no less than twenty (20) executed orders and of no less than ten (10) days of simulated futures or options trading in domestic trading exchanges.

知识水平
Knowledge

知识测试成绩单
the transcripts of future trading knowledge exam

在中期协网站完成知识测试，成绩80分以上。客户也可以通过出具承诺函的方式，表明其具有交易所适当性制度要求的知识水平，同时承担提供不实承诺的后果。
Complete the knowledge test on  https://eztest.org/exam/session/41671/#/login
Score 80 points or above.Client should also sign the Undertaking Letter which indicates that the client has the level of knowledge required by related exchange's participant eligibility management rules and is subject to the consequences of providing false promises.

合规诚信要求
Compliance and Credit Record

交易者非市场禁入者，不存在严重不良诚信记录。
Having no material adverse credit record or having never been subject to a ban from the futures market by any competent regulatory authority.

客户应签署不存在不良诚信记录的承诺函。
Client should sign the Undertaking Letter about having no material adverse credit record.